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Using Multispectral Remote Sensing Data to Estimate Shrub Willow Physiology Parameters and Analyze Scale Effects and Model Uncertainty
Dissertation

Using Multispectral Remote Sensing Data to Estimate Shrub Willow Physiology Parameters and Analyze Scale Effects and Model Uncertainty

Jin Xu
Doctor of Philosophy (PHD), College of Environmental Science
04/09/2021

Abstract

SPAD calibration empirical model Sentinel-2 UAS data canopy chlorophyll concentration
Shrub willow is a perennial crop used to produce biomass for biofuels, bioproducts, and bioenergy, and to help address environmental issues. The goal of this dissertation was to enhance willow management by utilizing Sentinel-2 data and unmanned aerial system (UAS) data to estimate shrub willow leaf chlorophyll concentration (LCC), leaf area index (LAI), and canopy chlorophyll concentration (CCC) across time, space, and scale and quantify the model uncertainty. First, we constructed a simple and efficient calibration model for estimating willow LCC using the SPAD-502 chlorophyll meter. Models including growing degree days (GDD) as a predictor performed better (R2 = 0.92, RMSE = 4.81 μg/cm2 ) than models (R2 = 0.90, RMSE = 5.38 μg/cm2 ) using only chlorophyll meter (CM) readings. Through inclusion of the time and weather-dependent GDD, models more accurately estimate LCC, which is particularly useful to support seasonal timeseries plant health status monitoring using remote sensing technologies. Second, this dissertation estimated willow LCC, LAI, and CCC from Sentinel and UAS data across time and space. The model transferability exploration indicated that neural network (NN) models (for LCC) and NDVIre-based regression (for LAI and CCC) yielded the best predictive performance when models were transferred across time and space. Since CCC estimation had smaller normalized RMSE (NRMSE) values than LCC and LAI estimation for both Sentinel-2 and UAS data, we recommend using the CCC parameter to support willow health status evaluation. Finally, we analyzed the impact of different spatial scales—5 m, 10 m, and 20 m—of UAS data on the accuracy of model predictions for CCC in shrub willow. Models built at 5 m, 10 m, and 20 m could be applied across time, space, and at different scales, with the 20 m dataset using models built at 5 m providing the best predictive performance. Compared with RMSE, uncertainty analysis using a Bayesian approach indicated that model parameter uncertainty increased as pixel size increased and can guide future experimental design to help save resources. Overall, this dissertation provided new approaches to enhance willow management and increase the efficiency of practical applications using remote sensing technology.

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